Valuation

Valuation and advisory firms trust Aritaus for expert outsourced services, with a skilled team delivering successful engagements to help clients grow their businesses

Valuation with Aritaus Consulting

Valuation and advisory firms rely on Aritaus for exceptional outsourced services. Backed by a team of skilled valuation experts, we have successfully completed numerous engagements, helping clients scale their businesses effectively.

Purchase Price Allocation - ASC 805 and IFRS 13

Purchase Price Allocation - Whether it’s a merger, acquisition, or any other business combination, these transactions involve complex agreements governing the transfer of various assets and liabilities. The consideration paid may include stock-based compensation—requiring fair valuation for private acquirers—or earnout payments tied to financial or operational milestones. Accurately valuing stock consideration, earnouts, and both tangible and intangible assets and liabilities at the transaction date demands a meticulous, multi-approach valuation process.

Our team of seasoned valuation experts collaborates with you to deliver a precise valuation opinion, capturing the value of each business component, asset, and liability involved in the transaction. With our expertise, our valuations consistently withstand fair value assessments for regulatory reporting, audit scrutiny, dispute resolution, and related-party transactions. Utilizing industry best practices and the latest guidelines, we provide comprehensive purchase price allocation and goodwill estimation to support your financial reporting needs.

Goodwill Impairment - ASC 350/ ASC 360 and IFRS 36

Good will impairment -  As the global economic landscape evolves rapidly, asset fair market values are becoming increasingly volatile. With accounting and reporting standards shifting towards the “mark-to-market” approach, businesses must periodically revalue and restate illiquid assets, particularly intangible assets, in their financial statements.

Goodwill impairment testing, along with the assessment of other intangible and long-lived assets, is a critical part of this process. Conducted annually or triggered by specific events, this evaluation requires a detailed impairment analysis at the reporting unit level. At Aritaus, we understand the complexities involved and are well-equipped to provide the last-mile support needed to execute these projects with precision.

Complex Financial Instruments - ASC 815/ ASC 820 and IFRS 9/ IFRS 13

Complex financial Instruments - Major business agreements often contain intricate terms and conditions that give rise to various embedded derivative financial instruments, such as convertible notes, synthetic options, swaps, warrants, and other derivatives. Global financial reporting standards require these instruments to be fair valued and disclosed in financial statements. However, accurately valuing such complex financial instruments demands a deep understanding of contract structures and specialized expertise.

Our valuation experts use industry - leading practices—including option pricing models, Monte Carlo simulations, binomial (lattice) models, and probability-weighted scenario analysis—to provide the most precise and reliable valuation of complex securities and embedded features within your clients' business arrangements.

Stock compensation Expenses - ASC 718 and IFRS 2

Stock Compensation - Companies frequently offer equity- based compensation, including stock options, restricted stock units (RSUs), stock appreciation rights (SARs), and other equity awards to employees. These plans often come with complex terms, such as vesting schedules tied to company performance and payout dates contingent on future events

Aritaus helps ensure these equity-based compensation plans are properly recognized and valued, maintaining employee trust and the integrity of financial statements. Our valuation experts utilize methods like the option pricing model, Monte Carlo simulations, binomial (lattice) models, and probability-weighted scenario analysis to determine the fair value of these compensation plans.

Portfolio Valuation ASC 946/ASC 820/IFRS 13

Portfolio Valuation ASC 946/IFRS 13- Under ASC 820/ ASC 946, private equity funds, hedge funds, pension funds, investment banks, and other institutional investors are required to periodically "mark-to-market" the values of their portfolio investments for reporting to investors. Portfolio valuation demands a thorough understanding of market conditions, the specific assets, the company and its competitors, as well as both financial and non-financial information. This process becomes particularly complex for private investments, which often lack sufficient market data for comparison.

Aritaus specializes in illiquid portfolio valuation services, assisting with securities and positions that lack “active market” quotations. We have a deep understanding of the challenges in valuing financial instruments such as illiquid equity, debt, and derivatives. Our team helps develop and implement industry-leading valuation practices and procedures to ensure that valuations are well-documented, defensible, and compliant with regulatory standards for your clients.

Lease Accounting - ASC 842 and IFRS 2

Lease Accounting-  The new IFRS 16 lease accounting standard took effect on January 1, 2019, for all companies, both private and public. Additionally, the FASB lease accounting standard (ASC 842) became effective for private companies starting after December 15, 2021 (calendar 2022). These standards require many leases to be brought onto the balance sheet, potentially having a significant impact on a business’s financial statements. One of the key judgments companies must make for lease asset and liability valuations is the discount rate assumption. The interest rate implicit in the lease can be determined through an incremental borrowing rate (IBR) analysis. We understand the complexities involved in this process and are well-equipped to provide an accurate assessment of the IBR for your needs.

Intellectual Property

Intellectual property- Valuing intellectual property (IP) assets is crucial for various purposes, including financial reporting, tax compliance, fundraising, and strategic transactions such as sales, mergers, acquisitions, or licensing. IPs—such as trademarks, patents, domain names, brands, and both completed and in-process research and development—are often foundational to the growth of companies and business units. Therefore, accurate valuation and proper reporting of IP are essential for clear communication with all key stakeholders, including shareholders, management, lenders, and regulatory authorities.

Our team of valuation experts brings years of experience across diverse industries, including technology, biotechnology, pharmaceuticals, medical devices, and consumer goods. With a team of in-house industry specialists supported by robust internal processes and controls, we are well-positioned to provide precise assessments of the full range of IP assets for your clients.

Tax & Compliance Valuation

Aritaus offers comprehensive valuation services for tax and compliance purposes to valuation and advisory firms across the US. Our services include IRC 409a valuations, ESOP (IRS 401A) valuations, gift and estate tax valuations, S-Corp election valuations, and more.

Tax planning and compliance are essential aspects of any business, often requiring the valuation of businesses and securities. In a constantly evolving regulatory environment with frequent changes to tax laws, it is crucial for appraisers to understand the intricacies of tax-related provisions when developing a defensible valuation

Our valuation experts bring extensive experience in navigating the complexities of tax valuations. We stay up-to-date on the latest developments in tax rules and analyze their impact on valuations. Our thorough valuation process, supported by deep expertise in tax, finance, and industry-specific knowledge, ensures that our assessments can withstand scrutiny from tax and regulatory authorities, including the Internal Revenue Service (IRS).

Get 50% discount on first time valuation with Aritaus

All clients will be given unlimited 409a valuations for 12 months performed by NACVA certified valuation analysts.

STARTUP - 409a

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Option Pricing Model allocation

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If you're interested in getting a 409a, please feel free to contact us.

Under 409a

A 409a valuation is the process of determining the value of a company’s common stock to meet the legal requirements for issuing deferred compensation to employees under the Internal Revenue Code (IRC) 409a. This valuation must be performed at least annually or sooner if significant events occur, such as a new financing round or changes in the company’s operations.

For early-stage companies, stock options or deferred compensation are key tools in attracting and retaining top talent. Since stock options are often integral to employee compensation, ensuring the right valuation and compliance with IRC 409a is critical. Undervaluing stock options can result in substantial penalties for employees, while overvaluation may lead to losses as employees face higher exercise prices, reducing their potential income. Therefore, it’s essential to engage a qualified, independent professional appraiser who specializes in private company valuations and fully understands the nuances of IRC 409a.

At Aritaus, we offer comprehensive 409a valuation services of the highest quality to leading valuation advisory firms across the US. Our team of experienced valuation professionals helps maintain the quality of your services while offering scalability through a cost-effective offshore pricing model. With robust internal processes and controls, we ensure that our 409a valuations are defensible to auditors and the IRS, while being fair and transparent for employees. This approach ensures that your clients successfully navigate future challenges, whether related to expensing, audits, M&A, or an IPO.

Under Employee Stock Options

ESOPs, governed by the Employee Retirement Income Security Act (ERISA) of 1974, are regulated by the Department of Labor (DOL) and the Internal Revenue Service (IRS). Over the years, ESOP plans have become increasingly complex to ensure compliance with evolving laws and align with the financial reporting of companies. This ongoing evolution has kept valuation experts on their toes, requiring them to stay up-to-date with the latest regulations, court rulings, and industry best practices to address new challenges.

At Aritaus, we offer comprehensive ESOP-related services, including fairness opinions for transactions, deal structuring, annual ESOP valuation plan updates, expensing guidance, option redemptions and cancellations, and support in responding to queries from auditors, the IRS, and the DOL.

Gift & Estate Tax

A business, asset, or estate can potentially endure for generations, but its owner cannot. Therefore, it is crucial for business owners to establish an effective succession plan well in advance. Estates valued over $12.92 million (as of 2023) left without proper planning are subject to federal estate taxes of up to 40%, unless gifting to legal heirs is strategically planned. A key component of successful estate planning is minimizing estate tax through an accurate valuation of estate assets.

Valuation reports for estate and gift tax purposes are subject to IRS review, making it essential for the valuation to be conducted by a qualified appraiser with expertise in gift and estate tax valuations and adherence to IRS guidelines.

Our valuation experts take all relevant factors into account, including the timing of gifting, control and marketability discounts, ownership structures, and appropriate business valuation methodologies, to provide your clients with a detailed estate valuation report that complies with IRS standards.

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